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Month: July 2020

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July 6, 2020 C S Megha Post in Investment Advisor,Latest Blog,SEBI Leave a Comment on KEY HIGHLIGHTS OF SEBI (INVESTMENT ADVISERS) (AMENDMENT) REGULATIONS, 2020

KEY HIGHLIGHTS OF SEBI (INVESTMENT ADVISERS) (AMENDMENT) REGULATIONS, 2020

In January, SEBI floated a consultation paper on review of regulatory framework for investment advisers and sought comments from the public on the same. The consultation paper had created a buzz among RIA community as to how the new regulatory…

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SEBI PORTFOLIO MANAGER (PMS) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS

June 6, 2024 C S Megha Leave a comment

SEBI PORTFOLIO MANAGER (PMS) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS INTRODUCTION This article provides a…

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SEBI’S FIRST JAB AT FINFLUENCERS, A WAKEUP CALL FOR MANY

June 12, 2023 C S Megha Leave a comment

SEBI chief and our Hon’ble Finance Minister have addressed the concerns related to FinFluencers recently in their media bites. There…

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Portfolio Management Services Vs Investment Advisory Services

February 1, 2023 C S Megha Leave a comment

The last amendment in Investment advisers’ regulations has placed restrictions on charging fees, providing distribution services to advisory clients, and…

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