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Day: October 20, 2020

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October 20, 2020 C S Megha Post in Investment Advisor,Latest Blog,SEBI Leave a Comment on Administration and Supervision of Investment Advisers- SEBI Circular dated August 06, 2020

Administration and Supervision of Investment Advisers- SEBI Circular dated August 06, 2020

Since the time SEBI IA regulations, 2013 has been notified, SEBI has been floating various consultation papers proposing various policy changes. We have already seen the amendments notified by SEBI vide SEBI (INVESTMENT ADVISERS) (AMENDMENT) REGULATIONS, 2020 in the month…

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June 6, 2024 C S Megha Leave a comment

SEBI PORTFOLIO MANAGER (PMS) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS INTRODUCTION This article provides a…

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Portfolio Management Services Vs Investment Advisory Services

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The last amendment in Investment advisers’ regulations has placed restrictions on charging fees, providing distribution services to advisory clients, and…

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