December 13, 2021 C S Megha Post in Latest Blog,Research Analyst,SEBI Leave a Comment on SEBI Circular on Publishing Investor Charter and Disclosure of Complaints by Research Analysts- December 13, 2021 SEBI Circular on Publishing Investor Charter and Disclosure of Complaints by Research Analysts- December 13, 2021 Dear All, With a view to enhancing awareness of investors about the various activities which an investor deals with while availing the services provided by research analysts, an investor charter has been published by SEBI on December 13, 2021. It… Continue Reading
December 13, 2021 C S Megha Post in Investment Advisor,Latest Blog,SEBI Leave a Comment on SEBI Circular Publishing on Investor Charter and Disclosure of Complaints by Investment Advisers- December 13, 2021 SEBI Circular Publishing on Investor Charter and Disclosure of Complaints by Investment Advisers- December 13, 2021 With a view to enhancing awareness of investors about the various activities which an investor deals with while availing the services provided by investment advisers, an investor charter has been published by SEBI on December 13, 2021. It details different… Continue Reading
December 13, 2021 C S Megha Post in Latest Update,Research Analyst,SEBI Leave a Comment on RA Investor Charter- December 13, 2021 RA Investor Charter- December 13, 2021 Continue Reading
December 13, 2021 C S Megha Post in Investment Advisor,Latest Update,SEBI Leave a Comment on IA Investor Charter- December 13, 2021 IA Investor Charter- December 13, 2021 Continue Reading
November 26, 2021 C S Megha Post in Investment Advisor,Latest Update,SEBI Leave a Comment on e-KYC Authentication facility Circular dated Nov 05, 2019 e-KYC Authentication facility Circular dated Nov 05, 2019 Continue Reading
August 31, 2021 C S Megha Post in Investment Advisor,Latest Update,SEBI,SEBI Leave a Comment on Extension of time for seeking membership of BSE Administration & Supervision Limited Extension of time for seeking membership of BSE Administration & Supervision Limited Continue Reading
July 23, 2021 C S Megha Post in Companies Act, 2013,Latest Update,SEBI Leave a Comment on BASL Form Filing User Manual- Non- Individual BASL Form Filing User Manual- Non- Individual Continue Reading
July 23, 2021 C S Megha Post in Companies Act, 2013,Investment Advisor,Latest Update,SEBI Leave a Comment on BASL Form Filing User Manual- Individual BASL Form Filing User Manual- Individual Continue Reading
July 6, 2021 C S Megha Post in Investment Advisor,Latest Update,SEBI Leave a Comment on BASL_User_Manual_Membership_enrolment BASL_User_Manual_Membership_enrolment Continue Reading
June 22, 2021 C S Megha Post in Latest Update Leave a Comment on BASL Circular – Framework for new membership of RIA BASL Circular – Framework for new membership of RIA Continue Reading