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Month: March 2021

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    • 2021
    • March

March 15, 2021 C S Megha Post in Investment Advisor,Latest Blog,SEBI Leave a Comment on An alert for Investment Advisers w.r.t the clauses applicable from April 01, 2021

An alert for Investment Advisers w.r.t the clauses applicable from April 01, 2021

An alert for Investment Advisers w.r.t the clauses applicable from April 01, 2021 Hi, Year end is approaching and to ensure that the FY 2020-21 is effectively closed, we would like to draw your attention towards the compliance with the…

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SEBI PORTFOLIO MANAGER (PMS) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS

June 6, 2024 C S Megha Leave a comment

SEBI PORTFOLIO MANAGER (PMS) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS INTRODUCTION This article provides a…

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SEBI’S FIRST JAB AT FINFLUENCERS, A WAKEUP CALL FOR MANY

June 12, 2023 C S Megha Leave a comment

SEBI chief and our Hon’ble Finance Minister have addressed the concerns related to FinFluencers recently in their media bites. There…

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Portfolio Management Services Vs Investment Advisory Services

February 1, 2023 C S Megha Leave a comment

The last amendment in Investment advisers’ regulations has placed restrictions on charging fees, providing distribution services to advisory clients, and…

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