April 19, 2021 C S Megha Post in Investment Advisor,Latest Blog,SEBI Leave a Comment on Snapshot of SEBI’s Informal Guidance on Investment Adviser Regulation Snapshot of SEBI’s Informal Guidance on Investment Adviser Regulation SEBI, on payment of fees under its informal guidance scheme, gives clarity with respect to interpretation and applicability of act, rule, regulation, guideline, circular, etc. Various organisations till date have sought guidance from SEBI, with respect to various clauses of… Continue Reading
April 13, 2021 C S Megha Post in Latest Blog,Research Analyst,SEBI 1 Comment on SEBI Research Analyst Regulation 2014-Research Analyst Annual Compliance Requirements SEBI Research Analyst Regulation 2014-Research Analyst Annual Compliance Requirements After a complete regulatory overhaul in Investment Advisory regulations SEBI is soon expected to come out with regulatory overhaul for Research Analyst space also. There is a greater need to align you with the regulation and be on the right… Continue Reading