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Day: June 14, 2021

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June 14, 2021 C S Megha Post in Investment Advisor,Latest Update,SEBI Leave a Comment on Arbitration Mechanism for IA Complaints- BASL Guidelines

Arbitration Mechanism for IA Complaints- BASL Guidelines

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June 14, 2021 C S Megha Post in Investment Advisor,Latest Update,SEBI Leave a Comment on Investors Grievances against RIA- BASL Guidelines

Investors Grievances against RIA- BASL Guidelines

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June 14, 2021 C S Megha Post in Investment Advisor,Latest Update,SEBI Leave a Comment on SOP on BSAL membership for Investment Advisors

SOP on BSAL membership for Investment Advisors

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June 14, 2021 C S Megha Post in Investment Advisor,Latest Update,SEBI Leave a Comment on FAQs on BSAL membership for Investment Advisors

FAQs on BSAL membership for Investment Advisors

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June 14, 2021 C S Megha Post in Latest Update Leave a Comment on Regulatory Sandbox

Regulatory Sandbox

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SEBI PORTFOLIO MANAGER (PMS) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS

June 6, 2024 C S Megha Leave a comment

SEBI PORTFOLIO MANAGER (PMS) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS INTRODUCTION This article provides a…

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SEBI’S FIRST JAB AT FINFLUENCERS, A WAKEUP CALL FOR MANY

June 12, 2023 C S Megha Leave a comment

SEBI chief and our Hon’ble Finance Minister have addressed the concerns related to FinFluencers recently in their media bites. There…

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Portfolio Management Services Vs Investment Advisory Services

February 1, 2023 C S Megha Leave a comment

The last amendment in Investment advisers’ regulations has placed restrictions on charging fees, providing distribution services to advisory clients, and…

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