Latest Update:

Amended SEBI Research Analyst Regulation- 16th December 2024
Amended SEBI Investment Advisors Regulation- 16th December 2024
Guidelines for Research Analyst released on 8th January, 2025
Guidelines for Investment Advisor released on 8th January, 2025
Regulatory Update: Grievance Redressal/Escalation Matrix for IAs and RAs

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December 13, 2021 C S Megha Post in Latest Update,Research Analyst,SEBI Leave a Comment on RA Investor Charter- December 13, 2021

Extension of time for seeking membership of BSE Administration & Supervision Limited

July 23, 2021 C S Megha Post in Companies Act, 2013,Latest Update,SEBI Leave a Comment on BASL Form Filing User Manual- Non- Individual

BASL Form Filing User Manual- Non- Individual

July 23, 2021 C S Megha Post in Companies Act, 2013,Investment Advisor,Latest Update,SEBI Leave a Comment on BASL Form Filing User Manual- Individual

BASL Form Filing User Manual- Individual

July 6, 2021 C S Megha Post in Investment Advisor,Latest Update,SEBI Leave a Comment on BASL_User_Manual_Membership_enrolment

BASL_User_Manual_Membership_enrolment

June 22, 2021 C S Megha Post in Latest Update Leave a Comment on BASL Circular – Framework for new membership of RIA

BASL Circular – Framework for new membership of RIA

June 22, 2021 C S Megha Post in Latest Update Leave a Comment on BASL Circular – Framework for membership of RIA with BASL

BASL Circular – Framework for membership of RIA with BASL

June 14, 2021 C S Megha Post in Investment Advisor,Latest Update,SEBI Leave a Comment on Arbitration Mechanism for IA Complaints- BASL Guidelines

Arbitration Mechanism for IA Complaints- BASL Guidelines

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SEBI PORTFOLIO MANAGER (PMS) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS

June 6, 2024 C S Megha Leave a comment

SEBI PORTFOLIO MANAGER (PMS) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS INTRODUCTION This article provides a…

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SEBI’S FIRST JAB AT FINFLUENCERS, A WAKEUP CALL FOR MANY

June 12, 2023 C S Megha Leave a comment

SEBI chief and our Hon’ble Finance Minister have addressed the concerns related to FinFluencers recently in their media bites. There…

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Portfolio Management Services Vs Investment Advisory Services

February 1, 2023 C S Megha Leave a comment

The last amendment in Investment advisers’ regulations has placed restrictions on charging fees, providing distribution services to advisory clients, and…

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