August 28, 2023 C S Megha Post in Investment Advisor,Latest Update,Research Analyst,SEBI Leave a Comment on Consultation Paper on Mechanism for Fee Collection by SEBI Registered Investment Advisers and Research Analysts Consultation Paper on Mechanism for Fee Collection by SEBI Registered Investment Advisers and Research Analysts Continue Reading
June 12, 2023 C S Megha Post in Investment Advisor,Latest Blog,Research Analyst,SEBI Leave a Comment on SEBI’S FIRST JAB AT FINFLUENCERS, A WAKEUP CALL FOR MANY SEBI’S FIRST JAB AT FINFLUENCERS, A WAKEUP CALL FOR MANY SEBI chief and our Hon’ble Finance Minister have addressed the concerns related to FinFluencers recently in their media bites. There is a thin line of difference between providing general awareness in financial matters and giving advice. Without realizing the same,… Continue Reading
February 1, 2023 C S Megha Post in Investment Advisor,Latest Blog,Portfolio Management Services (PMS),SEBI Leave a Comment on Portfolio Management Services Vs Investment Advisory Services Portfolio Management Services Vs Investment Advisory Services The last amendment in Investment advisers’ regulations has placed restrictions on charging fees, providing distribution services to advisory clients, and charging fee for execution services. With the changed regulatory outlook of SEBI over the Investment advisers, many Investment advisers in… Continue Reading
November 28, 2022 C S Megha Post in Investment Advisor,Latest Blog,SEBI Leave a Comment on SEBI INVESTMENT ADVISER (IA) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS SEBI INVESTMENT ADVISER (IA) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS Are you the one who can manage own portfolios and make right investment decisions? Are you among those to whom many of your relatives or may be friends call up to get advice on their portfolios but you couldn’t just… Continue Reading
December 13, 2021 C S Megha Post in Investment Advisor,Latest Blog,SEBI Leave a Comment on SEBI Circular Publishing on Investor Charter and Disclosure of Complaints by Investment Advisers- December 13, 2021 SEBI Circular Publishing on Investor Charter and Disclosure of Complaints by Investment Advisers- December 13, 2021 With a view to enhancing awareness of investors about the various activities which an investor deals with while availing the services provided by investment advisers, an investor charter has been published by SEBI on December 13, 2021. It details different… Continue Reading
December 13, 2021 C S Megha Post in Investment Advisor,Latest Update,SEBI Leave a Comment on IA Investor Charter- December 13, 2021 IA Investor Charter- December 13, 2021 Continue Reading
November 26, 2021 C S Megha Post in Investment Advisor,Latest Update,SEBI Leave a Comment on e-KYC Authentication facility Circular dated Nov 05, 2019 e-KYC Authentication facility Circular dated Nov 05, 2019 Continue Reading
August 31, 2021 C S Megha Post in Investment Advisor,Latest Update,SEBI,SEBI Leave a Comment on Extension of time for seeking membership of BSE Administration & Supervision Limited Extension of time for seeking membership of BSE Administration & Supervision Limited Continue Reading
July 23, 2021 C S Megha Post in Companies Act, 2013,Investment Advisor,Latest Update,SEBI Leave a Comment on BASL Form Filing User Manual- Individual BASL Form Filing User Manual- Individual Continue Reading
July 6, 2021 C S Megha Post in Investment Advisor,Latest Update,SEBI Leave a Comment on BASL_User_Manual_Membership_enrolment BASL_User_Manual_Membership_enrolment Continue Reading