December 12, 2024 C S Megha Post in Investment Advisor,Latest Update,Research Analyst,SEBI Leave a Comment on Regulatory Update: Grievance Redressal/Escalation Matrix for IAs and RAs Regulatory Update: Grievance Redressal/Escalation Matrix for IAs and RAs Continue Reading
May 22, 2024 C S Megha Post in Latest Update,Research Analyst,SEBI Leave a Comment on Master Circular for Research Analyst Master Circular for Research Analyst Continue Reading
May 8, 2024 C S Megha Post in Investment Advisor,Latest Update,Research Analyst,SEBI Leave a Comment on PR No. 06/2024- SCORES 2.0 New Technology to strengthen SEBI Complaint Redressal System for Investors PR No. 06/2024- SCORES 2.0 New Technology to strengthen SEBI Complaint Redressal System for Investors Continue Reading
May 8, 2024 C S Megha Post in Investment Advisor,Latest Update,Research Analyst,SEBI Leave a Comment on Framework for administration and supervision of Research Analysts and Investment Advisers- Circular No.: SEBI/HO/MIRSD/MIRSD-SEC-3/P/CIR/2024/34 Framework for administration and supervision of Research Analysts and Investment Advisers- Circular No.: SEBI/HO/MIRSD/MIRSD-SEC-3/P/CIR/2024/34 Continue Reading
March 20, 2024 C S Megha Post in Latest Update,Research Analyst,SEBI Leave a Comment on SEBI Press Release dated March 15, 2024 – Administration and supervision of Research Analysts by Stock Exchange SEBI Press Release dated March 15, 2024 – Administration and supervision of Research Analysts by Stock Exchange Continue Reading
August 28, 2023 C S Megha Post in Investment Advisor,Latest Update,Research Analyst,SEBI Leave a Comment on Online Resolution of Disputes in the Indian Securities Market Online Resolution of Disputes in the Indian Securities Market Continue Reading
August 28, 2023 C S Megha Post in Investment Advisor,Latest Update,Research Analyst,SEBI Leave a Comment on Consultation Paper on Mechanism for Fee Collection by SEBI Registered Investment Advisers and Research Analysts Consultation Paper on Mechanism for Fee Collection by SEBI Registered Investment Advisers and Research Analysts Continue Reading
August 22, 2023 C S Megha Post in Latest Update,Research Analyst,SEBI Leave a Comment on Consultation Paper on Recognition of Body Corporate for Administration and Supervision of Research Analysts Consultation Paper on Recognition of Body Corporate for Administration and Supervision of Research Analysts Continue Reading
June 12, 2023 C S Megha Post in Investment Advisor,Latest Blog,Research Analyst,SEBI Leave a Comment on SEBI’S FIRST JAB AT FINFLUENCERS, A WAKEUP CALL FOR MANY SEBI’S FIRST JAB AT FINFLUENCERS, A WAKEUP CALL FOR MANY SEBI chief and our Hon’ble Finance Minister have addressed the concerns related to FinFluencers recently in their media bites. There is a thin line of difference between providing general awareness in financial matters and giving advice. Without realizing the same,… Continue Reading
February 7, 2022 C S Megha Post in Latest Blog,Research Analyst,SEBI Leave a Comment on SEBI RESEARCH ANALYST (RA) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS SEBI RESEARCH ANALYST (RA) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS Once you plan to undertake the activities of a Research Analyst, before starting to offer the services you need to get yourself registered with SEBI as a Research Analyst/ Research Entity. Registration is a straightforward process through a dedicated online… Continue Reading