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Day: May 19, 2021

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small judge gavel placed on table near folders

May 19, 2021 C S Megha Post in Investment Advisor,Latest Blog,SEBI Leave a Comment on FAQs on proceedings and actions initiated by SEBI against Investment Advisers

FAQs on proceedings and actions initiated by SEBI against Investment Advisers

SEBI initiates proceedings against the investment advisors and takes various actions depending on the violations observed. We have been receiving multiple queries with respect to proceedings and actions initiated by SEBI. To deal with the same and to aware all…

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Guidelines for Research Analyst released on 8th January, 2025

January 12, 2025 C S Megha Leave a comment

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Guidelines for Investment Advisor released on 8th January, 2025

January 12, 2025 C S Megha Leave a comment

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SEBI PORTFOLIO MANAGER (PMS) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS

June 6, 2024 C S Megha Leave a comment

SEBI PORTFOLIO MANAGER (PMS) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS INTRODUCTION This article provides a…

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