April 13, 2021 C S Megha Post in Latest Blog,Research Analyst,SEBI 1 Comment on SEBI Research Analyst Regulation 2014-Research Analyst Annual Compliance Requirements SEBI Research Analyst Regulation 2014-Research Analyst Annual Compliance Requirements After a complete regulatory overhaul in Investment Advisory regulations SEBI is soon expected to come out with regulatory overhaul for Research Analyst space also. There is a greater need to align you with the regulation and be on the right… Continue Reading
March 15, 2021 C S Megha Post in Investment Advisor,Latest Blog,SEBI Leave a Comment on An alert for Investment Advisers w.r.t the clauses applicable from April 01, 2021 An alert for Investment Advisers w.r.t the clauses applicable from April 01, 2021 An alert for Investment Advisers w.r.t the clauses applicable from April 01, 2021 Hi, Year end is approaching and to ensure that the FY 2020-21 is effectively closed, we would like to draw your attention towards the compliance with the… Continue Reading
February 2, 2021 C S Megha Post in Investment Advisor,Latest Update,SEBI Leave a Comment on Administration and Supervision of Investment Advisers dated 6th August, 2020 Administration and Supervision of Investment Advisers dated 6th August, 2020 Continue Reading
February 2, 2021 C S Megha Post in Latest Update Leave a Comment on Press release dated 3rd July, 2020 Press release dated 3rd July, 2020 Continue Reading
February 2, 2021 C S Megha Post in Latest Update Leave a Comment on Circular on free Trial dated 27th December, 2019 Circular on free Trial dated 27th December, 2019 Continue Reading
February 2, 2021 C S Megha Post in Latest Update Board memorandum dated 20th January, 2021 Continue Reading
January 14, 2021 C S Megha Post in Investment Advisor,Latest Blog,SEBI Leave a Comment on Detailed Analysis of Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021 Detailed Analysis of Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021 After much pulsations finally when the dust has started settling, SEBI has come out with a new amendment in IA regulation. SEBI has come out with another amendment, Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021 on… Continue Reading