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Year: 2023

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August 28, 2023 C S Megha Post in Investment Advisor,Latest Update,Research Analyst,SEBI Leave a Comment on Online Resolution of Disputes in the Indian Securities Market

Online Resolution of Disputes in the Indian Securities Market

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August 28, 2023 C S Megha Post in Investment Advisor,Latest Update,Research Analyst,SEBI Leave a Comment on Consultation Paper on Mechanism for Fee Collection by SEBI Registered Investment Advisers and Research Analysts

Consultation Paper on Mechanism for Fee Collection by SEBI Registered Investment Advisers and Research Analysts

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August 22, 2023 C S Megha Post in Latest Update,Research Analyst,SEBI Leave a Comment on Consultation Paper on Recognition of Body Corporate for Administration and Supervision of Research Analysts

Consultation Paper on Recognition of Body Corporate for Administration and Supervision of Research Analysts

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June 12, 2023 C S Megha Post in Investment Advisor,Latest Blog,Research Analyst,SEBI Leave a Comment on SEBI’S FIRST JAB AT FINFLUENCERS, A WAKEUP CALL FOR MANY

SEBI’S FIRST JAB AT FINFLUENCERS, A WAKEUP CALL FOR MANY

SEBI chief and our Hon’ble Finance Minister have addressed the concerns related to FinFluencers recently in their media bites. There is a thin line of difference between providing general awareness in financial matters and giving advice. Without realizing the same,…

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February 1, 2023 C S Megha Post in Investment Advisor,Latest Blog,Portfolio Management Services (PMS),SEBI 1 Comment on Portfolio Management Services Vs Investment Advisory Services

Portfolio Management Services Vs Investment Advisory Services

The last amendment in Investment advisers’ regulations has placed restrictions on charging fees, providing distribution services to advisory clients, and charging fee for execution services. With the changed regulatory outlook of SEBI over the Investment advisers, many Investment advisers in…

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Guidelines for Research Analyst released on 8th January, 2025

January 12, 2025 C S Megha Leave a comment

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Guidelines for Investment Advisor released on 8th January, 2025

January 12, 2025 C S Megha Leave a comment

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SEBI PORTFOLIO MANAGER (PMS) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS

June 6, 2024 C S Megha Leave a comment

SEBI PORTFOLIO MANAGER (PMS) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS INTRODUCTION This article provides a…

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