February 1, 2023 C S Megha Post in Investment Advisor,Latest Blog,Portfolio Management Services (PMS),SEBI 1 Comment on Portfolio Management Services Vs Investment Advisory Services Portfolio Management Services Vs Investment Advisory Services The last amendment in Investment advisers’ regulations has placed restrictions on charging fees, providing distribution services to advisory clients, and charging fee for execution services. With the changed regulatory outlook of SEBI over the Investment advisers, many Investment advisers in… Continue Reading
November 28, 2022 C S Megha Post in Investment Advisor,Latest Blog,SEBI 1 Comment on SEBI INVESTMENT ADVISER (IA) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS SEBI INVESTMENT ADVISER (IA) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS Are you the one who can manage own portfolios and make right investment decisions? Are you among those to whom many of your relatives or may be friends call up to get advice on their portfolios but you couldn’t just… Continue Reading
November 28, 2022 C S Megha Post in Latest Update Leave a Comment on Exemptions to IA Registration Exemptions to IA Registration Continue Reading
August 18, 2022 C S Megha Post in Latest Update Leave a Comment on Software as a Service based solution (SaaS) Software as a Service based solution (SaaS) Continue Reading
February 7, 2022 C S Megha Post in Latest Blog,Research Analyst,SEBI Leave a Comment on SEBI RESEARCH ANALYST (RA) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS SEBI RESEARCH ANALYST (RA) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS Once you plan to undertake the activities of a Research Analyst, before starting to offer the services you need to get yourself registered with SEBI as a Research Analyst/ Research Entity. Registration is a straightforward process through a dedicated online… Continue Reading
December 13, 2021 C S Megha Post in Latest Blog,Research Analyst,SEBI Leave a Comment on SEBI Circular on Publishing Investor Charter and Disclosure of Complaints by Research Analysts- December 13, 2021 SEBI Circular on Publishing Investor Charter and Disclosure of Complaints by Research Analysts- December 13, 2021 Dear All, With a view to enhancing awareness of investors about the various activities which an investor deals with while availing the services provided by research analysts, an investor charter has been published by SEBI on December 13, 2021. It… Continue Reading
December 13, 2021 C S Megha Post in Investment Advisor,Latest Blog,SEBI Leave a Comment on SEBI Circular Publishing on Investor Charter and Disclosure of Complaints by Investment Advisers- December 13, 2021 SEBI Circular Publishing on Investor Charter and Disclosure of Complaints by Investment Advisers- December 13, 2021 With a view to enhancing awareness of investors about the various activities which an investor deals with while availing the services provided by investment advisers, an investor charter has been published by SEBI on December 13, 2021. It details different… Continue Reading
December 13, 2021 C S Megha Post in Latest Update,Research Analyst,SEBI Leave a Comment on RA Investor Charter- December 13, 2021 RA Investor Charter- December 13, 2021 Continue Reading
December 13, 2021 C S Megha Post in Investment Advisor,Latest Update,SEBI Leave a Comment on IA Investor Charter- December 13, 2021 IA Investor Charter- December 13, 2021 Continue Reading
November 26, 2021 C S Megha Post in Investment Advisor,Latest Update,SEBI Leave a Comment on e-KYC Authentication facility Circular dated Nov 05, 2019 e-KYC Authentication facility Circular dated Nov 05, 2019 Continue Reading