February 2, 2021 C S Megha Post in Latest Update Board memorandum dated 20th January, 2021 Continue Reading
January 14, 2021 C S Megha Post in Investment Advisor,Latest Blog,SEBI Leave a Comment on Detailed Analysis of Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021 Detailed Analysis of Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021 After much pulsations finally when the dust has started settling, SEBI has come out with a new amendment in IA regulation. SEBI has come out with another amendment, Securities and Exchange Board of India (Investment Advisers) (Amendment) Regulations, 2021 on… Continue Reading
November 25, 2020 C S Megha Post in Investment Advisor,Latest Blog,SEBI Leave a Comment on DETAILED ANALYSIS OF SEBI (INVESTMENT ADVISERS) (AMENDMENT) REGULATIONS, 2020 DETAILED ANALYSIS OF SEBI (INVESTMENT ADVISERS) (AMENDMENT) REGULATIONS, 2020 To ease your burden, we have come up with a detailed analysis of the amendments to IA regulation, so that in spite of googling for the same, you may get all your answers at once. These amendments would be applicable… Continue Reading
October 20, 2020 C S Megha Post in Investment Advisor,Latest Blog,SEBI Leave a Comment on Administration and Supervision of Investment Advisers- SEBI Circular dated August 06, 2020 Administration and Supervision of Investment Advisers- SEBI Circular dated August 06, 2020 Since the time SEBI IA regulations, 2013 has been notified, SEBI has been floating various consultation papers proposing various policy changes. We have already seen the amendments notified by SEBI vide SEBI (INVESTMENT ADVISERS) (AMENDMENT) REGULATIONS, 2020 in the month… Continue Reading
September 1, 2020 C S Megha Post in Latest Blog Leave a Comment on Changing landscape of Investment Advisory- New opportunity for many and disquiets for some Changing landscape of Investment Advisory- New opportunity for many and disquiets for some Being a financial advisor is not easy, specially in the current situation when the coronavirus pandemic and containment measures have plunged the global economy into deep contraction. Investment advisory fraternity is not only engaging with their clients to support them… Continue Reading
July 6, 2020 C S Megha Post in Investment Advisor,Latest Blog,SEBI Leave a Comment on KEY HIGHLIGHTS OF SEBI (INVESTMENT ADVISERS) (AMENDMENT) REGULATIONS, 2020 KEY HIGHLIGHTS OF SEBI (INVESTMENT ADVISERS) (AMENDMENT) REGULATIONS, 2020 In January, SEBI floated a consultation paper on review of regulatory framework for investment advisers and sought comments from the public on the same. The consultation paper had created a buzz among RIA community as to how the new regulatory… Continue Reading