June 6, 2024 C S Megha Post in Latest Blog,Portfolio Management Services (PMS),SEBI Leave a Comment on SEBI PORTFOLIO MANAGER (PMS) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS SEBI PORTFOLIO MANAGER (PMS) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS SEBI PORTFOLIO MANAGER (PMS) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS INTRODUCTION This article provides a look at the Portfolio Management Service (PMS) and the SEBI registration process. Gain a comprehensive understanding of PMS and the… Continue Reading
June 12, 2023 C S Megha Post in Investment Advisor,Latest Blog,Research Analyst,SEBI Leave a Comment on SEBI’S FIRST JAB AT FINFLUENCERS, A WAKEUP CALL FOR MANY SEBI’S FIRST JAB AT FINFLUENCERS, A WAKEUP CALL FOR MANY SEBI chief and our Hon’ble Finance Minister have addressed the concerns related to FinFluencers recently in their media bites. There is a thin line of difference between providing general awareness in financial matters and giving advice. Without realizing the same,… Continue Reading
February 1, 2023 C S Megha Post in Investment Advisor,Latest Blog,Portfolio Management Services (PMS),SEBI 1 Comment on Portfolio Management Services Vs Investment Advisory Services Portfolio Management Services Vs Investment Advisory Services The last amendment in Investment advisers’ regulations has placed restrictions on charging fees, providing distribution services to advisory clients, and charging fee for execution services. With the changed regulatory outlook of SEBI over the Investment advisers, many Investment advisers in… Continue Reading
November 28, 2022 C S Megha Post in Investment Advisor,Latest Blog,SEBI 1 Comment on SEBI INVESTMENT ADVISER (IA) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS SEBI INVESTMENT ADVISER (IA) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS Are you the one who can manage own portfolios and make right investment decisions? Are you among those to whom many of your relatives or may be friends call up to get advice on their portfolios but you couldn’t just… Continue Reading
February 7, 2022 C S Megha Post in Latest Blog,Research Analyst,SEBI Leave a Comment on SEBI RESEARCH ANALYST (RA) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS SEBI RESEARCH ANALYST (RA) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS Once you plan to undertake the activities of a Research Analyst, before starting to offer the services you need to get yourself registered with SEBI as a Research Analyst/ Research Entity. Registration is a straightforward process through a dedicated online… Continue Reading
December 13, 2021 C S Megha Post in Latest Blog,Research Analyst,SEBI Leave a Comment on SEBI Circular on Publishing Investor Charter and Disclosure of Complaints by Research Analysts- December 13, 2021 SEBI Circular on Publishing Investor Charter and Disclosure of Complaints by Research Analysts- December 13, 2021 Dear All, With a view to enhancing awareness of investors about the various activities which an investor deals with while availing the services provided by research analysts, an investor charter has been published by SEBI on December 13, 2021. It… Continue Reading
December 13, 2021 C S Megha Post in Investment Advisor,Latest Blog,SEBI Leave a Comment on SEBI Circular Publishing on Investor Charter and Disclosure of Complaints by Investment Advisers- December 13, 2021 SEBI Circular Publishing on Investor Charter and Disclosure of Complaints by Investment Advisers- December 13, 2021 With a view to enhancing awareness of investors about the various activities which an investor deals with while availing the services provided by investment advisers, an investor charter has been published by SEBI on December 13, 2021. It details different… Continue Reading
June 18, 2021 C S Megha Post in Uncategorized Leave a Comment on SEBI Circular June 18, 2021- Framework for administration and supervision of Investment Advisers- SEBI Circular June 18, 2021- Framework for administration and supervision of Investment Advisers- Continue Reading
June 15, 2021 C S Megha Post in Uncategorized Leave a Comment on SEBI Press Release dated June 14, 2021- BASL to administer and supervise IAs SEBI Press Release dated June 14, 2021- BASL to administer and supervise IAs SEBI Board in its meeting held on December 16, 2020 had approved amendment to SEBI (Investment Advisers) Regulations, 2013 (IA Regulations), requiring IAs to seek membership of a separate body recognized by SEBI for administration and supervision. SEBI vide its press release dated June 14,… Continue Reading
May 19, 2021 C S Megha Post in Investment Advisor,Latest Blog,SEBI Leave a Comment on FAQs on proceedings and actions initiated by SEBI against Investment Advisers FAQs on proceedings and actions initiated by SEBI against Investment Advisers SEBI initiates proceedings against the investment advisors and takes various actions depending on the violations observed. We have been receiving multiple queries with respect to proceedings and actions initiated by SEBI. To deal with the same and to aware all… Continue Reading