January 12, 2025 C S Megha Post in Investment Advisor,Latest Update,SEBI 1 Comment on Amended SEBI Investment Advisors Regulation- 16th December 2024 Amended SEBI Investment Advisors Regulation- 16th December 2024 Continue Reading
January 12, 2025 C S Megha Post in Investment Advisor,Latest Blog,Latest Update,SEBI Leave a Comment on Guidelines for Investment Advisor released on 8th January, 2025 Guidelines for Investment Advisor released on 8th January, 2025 Continue Reading
December 12, 2024 C S Megha Post in Investment Advisor,Latest Update,Research Analyst,SEBI Leave a Comment on Regulatory Update: Grievance Redressal/Escalation Matrix for IAs and RAs Regulatory Update: Grievance Redressal/Escalation Matrix for IAs and RAs Continue Reading
June 22, 2024 C S Megha Post in Investment Advisor,Latest Update,SEBI Leave a Comment on BASL Circular no. 20240621-2 dated June 21st, 2024 BASL Circular no. 20240621-2 dated June 21st, 2024 Continue Reading
May 22, 2024 C S Megha Post in Investment Advisor,Latest Update,SEBI Leave a Comment on SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2024/50 SEBI/HO/MIRSD/MIRSD-PoD-1/P/CIR/2024/50 Continue Reading
May 8, 2024 C S Megha Post in Investment Advisor,Latest Update,SEBI Leave a Comment on SEBI Order- QJA/GR/WRO/WRO/30286/2024-25 SEBI Order- QJA/GR/WRO/WRO/30286/2024-25 Continue Reading
May 8, 2024 C S Megha Post in Investment Advisor,Latest Update,SEBI Leave a Comment on Display of Advertisement Approval Number – 20240315-2 Display of Advertisement Approval Number – 20240315-2 Continue Reading
May 8, 2024 C S Megha Post in Investment Advisor,Latest Update,Research Analyst,SEBI Leave a Comment on PR No. 06/2024- SCORES 2.0 New Technology to strengthen SEBI Complaint Redressal System for Investors PR No. 06/2024- SCORES 2.0 New Technology to strengthen SEBI Complaint Redressal System for Investors Continue Reading
May 8, 2024 C S Megha Post in Investment Advisor,Latest Update,SEBI Leave a Comment on Download Consent Notification- CKYC/2024-25/5016 Download Consent Notification- CKYC/2024-25/5016 Continue Reading
May 8, 2024 C S Megha Post in Investment Advisor,Latest Update,Research Analyst,SEBI Leave a Comment on Framework for administration and supervision of Research Analysts and Investment Advisers- Circular No.: SEBI/HO/MIRSD/MIRSD-SEC-3/P/CIR/2024/34 Framework for administration and supervision of Research Analysts and Investment Advisers- Circular No.: SEBI/HO/MIRSD/MIRSD-SEC-3/P/CIR/2024/34 Continue Reading