June 12, 2023 C S Megha Post in Investment Advisor,Latest Blog,Research Analyst,SEBI Leave a Comment on SEBI’S FIRST JAB AT FINFLUENCERS, A WAKEUP CALL FOR MANY SEBI’S FIRST JAB AT FINFLUENCERS, A WAKEUP CALL FOR MANY SEBI chief and our Hon’ble Finance Minister have addressed the concerns related to FinFluencers recently in their media bites. There is a thin line of difference between providing general awareness in financial matters and giving advice. Without realizing the same,… Continue Reading
February 7, 2022 C S Megha Post in Latest Blog,Research Analyst,SEBI Leave a Comment on SEBI RESEARCH ANALYST (RA) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS SEBI RESEARCH ANALYST (RA) REGISTRATION GUIDE: INTRODUCTION, STEP-BY-STEP PROCESS, REQUIREMENTS, ELIGIBILITY CRITERIA, AND ANSWERS TO ALL YOUR FAQS Once you plan to undertake the activities of a Research Analyst, before starting to offer the services you need to get yourself registered with SEBI as a Research Analyst/ Research Entity. Registration is a straightforward process through a dedicated online… Continue Reading
December 13, 2021 C S Megha Post in Latest Blog,Research Analyst,SEBI Leave a Comment on SEBI Circular on Publishing Investor Charter and Disclosure of Complaints by Research Analysts- December 13, 2021 SEBI Circular on Publishing Investor Charter and Disclosure of Complaints by Research Analysts- December 13, 2021 Dear All, With a view to enhancing awareness of investors about the various activities which an investor deals with while availing the services provided by research analysts, an investor charter has been published by SEBI on December 13, 2021. It… Continue Reading
December 13, 2021 C S Megha Post in Latest Update,Research Analyst,SEBI Leave a Comment on RA Investor Charter- December 13, 2021 RA Investor Charter- December 13, 2021 Continue Reading
April 13, 2021 C S Megha Post in Latest Blog,Research Analyst,SEBI 1 Comment on SEBI Research Analyst Regulation 2014-Research Analyst Annual Compliance Requirements SEBI Research Analyst Regulation 2014-Research Analyst Annual Compliance Requirements After a complete regulatory overhaul in Investment Advisory regulations SEBI is soon expected to come out with regulatory overhaul for Research Analyst space also. There is a greater need to align you with the regulation and be on the right… Continue Reading